Compliance Management Portal

Efficient & Collaborative management of the whole compliance process.


Key benefits Compliance Management Portal

  • Dashboard Overview & Workflow Logic

  • User & Teams: segregated access, specific roles & dual/multiple approvals.

  • Dedicated Customer/Counterparty Profiling with Risk Analysis

  • Documents Management: search, retrieve, validate, index & trace.

  • Legal Entity Relationship Viewer: related entities, UBOs & SMOs.

  • Alerts, Tasks & Notifications Manager.

  • Onboarding & Monitoring Wizards

The benefits

  • Clear overview on the compliance activity

  • Collaborative work tool across teams

  • Complete Data Collection, Due Diligence & Enhanced Due Diligence

  • Audit Trail on actions with report generation

  • Increased Productivity & Quality

  • Tailorable to operating model